Carlos M. Morales

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Senior Vice President and Associate General Counsel
Merrill Lynch

Mr. Morales manages the legal side for Merrill’s Investment Managers, Research, and Private Banking units. He leads the Strategic Initiatives Counsel Group. He came to the brokerage in 1986, working with private clients before moving to the Equity Trading Counsel Group in 1989 and the Debt and Equity Markets Counsel Group in 1992. Prior to Merrill Lynch, he was a private attorney and worked at the Securities and Exchange Commission.
 
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