Item 2.02. Results of Operations and Financial Condition.
The information in Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed "filed" for any purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of such Section. The information in this Current Report on Form 8-K shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
This Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. Statements other than statements of historical facts included in this Current Report on Form 8-K may constitute forward-looking statements and are not guarantees of future performance or results and involve a number of risks and uncertainties. Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in filings with the
Item 5.07. Submission of Matters to a Vote of Security Holders.
Proposal 1. To elect two Class II directors of the Company who will each serve for a term of three years or until his successor is duly elected and qualifies.
Name Votes For Votes Against Abstentions Jay Carvell 8,942,401 58,911 152,831 Thomas C. Davis 8,863,460 137,904 152,835
Proposal 2. To authorize flexibility for the Company, with the approval of the Company's Board of directors, to sell shares of the Company's common stock (during the next 12 months) at a price below the then-current net asset value per share, subject to certain limitations described in the Company's proxy statement.
Votes For Votes Against Abstentions 8,238,823 525,138 390,238
Item 9.01. Financial Statements and Exhibits
(d) Exhibits 99.1 Press Release of
WhiteHorse Finance, Inc.dated August 6, 2014