Commission Regulation 30.7 generally addresses how FCMs may hold funds deposited by customers for trading on foreign markets. Regulation 30.7(c) provides that an FCM must deposit customer funds under the laws and regulations of a foreign jurisdiction that provides the greatest degree of protection to such funds, and further provides that an FCM may not waive any of the protections afforded to customer funds under the laws of the foreign jurisdiction.
The Division is issuing this interpretation to address requests received from FCMs for confirmation that an FCM is not waiving protections provided to customer funds if it elects to deposit customer funds with
TNS 30FurigayJof 140829-4842547 30FurigayJof
OCTOBER 30, 2014
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