Notice is hereby given that a class action lawsuit, case 14-cv-00966, captioned
The Class includes all retail investors, whose accounts were not approved for speculative investing, and who purchased non-traditional leveraged or inverse exchange-traded-funds with trading sessions of one day or less from the Defendants Ameriprise or SII Investments in which those investments were held for 21 days or more as an intermediate or long-term investment. There are also two sub-classes regarding those that worked with registered representative, Paul Renard. The Claims for relief include Violation of the Securities and Exchange Act of 1934 (10(b) Claim) on behalf of the Class, and Negligence, Wisconsin Uniform Securities Law (WUSL), and Wisconsinís Organized Crime Control Act (WOCCA) claims on behalf of the sub-Classes.
The Class period is defined as the time period beginning on the date established by the Courtís determination of any applicable statute of limitations, after consideration of any tolling and accrual issues, and ending on the date of entry of judgment. Absent any tolling or accrual issues, the Claims would apply to any Class or sub-Class member who purchased or held these investments beginning
If you are a member of the class described above, you may, not later than
Halling & Cayo, S.C.,
Source: Halling & Cayo, S.C.
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