Webinar Addresses New Strategies for Holding Three Lines of Defense
Responsible and Accountable
The webinar, “Managing the Risk of Regulatory Change,” will be led by leading subject matter experts
Drawing on their deep industry expertise, Girling and Downey will discuss how the three lines of defense, which include an organization’s business units as well as its compliance and internal audit departments, must work together to identify, assess, implement and monitor regulatory changes. The result is an efficient, well-defined regulatory change management process that translates into ownership and accountability across a financial organization’s lines of business, operationalizing compliance.
“In today’s regulatory environment, an effective operational risk framework is essential for financial organizations, enabling them to quickly identify new regulations as they emerge and evaluate their potential impact across business lines,” said Downey. “This presentation will give financial organizations the guidance they need to optimize their operational risk frameworks to withstand the rapid pace of regulatory change.”
Girling has more than 20 years of experience in the global securities industry, working in the fields of operational risk, training, project management and organizational change. Prior to joining Capital One in 2013, Girling held several operational risk leadership roles, including heading the global corporate operational risk functions at Morgan Stanley and Nomura.
With more than 15 years of banking and regulatory compliance experience, Downey uses her knowledge to assist financial institutions with minimizing their inherent risk as it relates to everything from overall program management, policy and procedures, risk identification and control monitoring.
To register for this webinar, please visit http://ins.wolterskluwerfs.com/Aug21RegChange.