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OCERA THERAPEUTICS, INC. FILES (8-K) Disclosing Regulation FD Disclosure, Other Events, Financial Statements and Exhibits

July 9, 2014



Item 7.01 Regulation FD Disclosure.

On July 9, 2014, Ocera Therapeutics, Inc. (the "Company") filed a preliminary prospectus supplement to the base prospectus included in the Company's shelf registration statement on Form S-3 (No. 333-181215), filed with the Securities and Exchange Commission (the "SEC") on May 7, 2012 and declared effective by the SEC on May 29, 2012.

The information in this Current Report on Form 8-K furnished under this Item 7.01 shall not be deemed "filed" for any purpose, including for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that Section. Furthermore, the information in this Current Report on Form 8-K furnished under this Item 7.01 shall not be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act regardless of any general incorporation language in such filing.

Item 8.01 Other Events.



On July 9, 2014, the Company issued a press release announcing the proposed offering, subject to market and other conditions, of shares of its common stock in an underwritten public offering. A copy of the press release is attached as Exhibit 99.1 to this report and is incorporated by reference herein.

In addition, the Company is filing information for the purpose of updating the description of its business included under the heading, "Item 1. Business" in the Company's Annual Report on Form 10-K for the year ended December 31, 2013, filed with the SEC on March 18, 2014. The updated description is filed herewith as Exhibit 99.2 and is incorporated herein by reference.

2 -------------------------------------------------------------------------------- Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 99.1 Press Release of Ocera Therapeutics, Inc. dated July 9, 2014 99.2 Business Update 3



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Source: Edgar Glimpses


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