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INVESTORS CAPITAL HOLDINGS LTD FILES (8-K) Disclosing Other Events, Financial Statements and Exhibits

July 8, 2014

Item 8.01 Other Events.

On July 8, 2014, Investors Capital Holdings, Ltd., or "ICH," a Delaware corporation, issued a press release announcing the preliminary results of the elections made by ICH stockholders, pursuant to the terms of the Agreement and Plan of Merger, dated as of October 27, 2013, as amended as of February 28, 2014, referred to as the "merger agreement," by and among ICH, RCS Capital Corporation, or "RCAP," a Delaware corporation, and Zoe Acquisition, LLC, a Delaware limited liability company and a wholly-owned subsidiary of RCAP, regarding the form of consideration they wished to receive in connection with RCAP's proposed acquisition of ICH.

The foregoing description is qualified in its entirety by reference to the press release, which is attached to this Current Report on Form 8-K as Exhibit 99.1 and incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits Exhibit Number Description 99.1 Press Release, dated July 8, 2014, issued by Investors Capital Holdings, Ltd. -2-


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Source: Edgar Glimpses

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