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LIME ENERGY CO. FILES (8-K) Disclosing Submission of Matters to a Vote of Security Holders

July 1, 2014

ITEM 5.07 Submission of Matters to a Vote of Security Holders



The annual meeting of stockholders of Lime Energy Co. (the "Company") was held on June 25, 2014. At the annual meeting, the stockholders of the Company's Common Stock ("Common") and Series A Preferred Stock ("Series A") voted on the election of five directors and six proposals. A summary of the proposals and the voting results are as follows:

1. To elect the five directors named in the Company's proxy statement for a one-year term ending at our 2015 annual meeting of stockholders or until their respective successors are duly elected and qualified:

Broker For Withheld Non Votes



Gregory T. Barnum 4,825,176 78,622 1,220,857 Christopher W. Capps 4,823,929 79,869 1,220,857 Stephen Glick 4,854,231 49,567 1,220,857 Richard P. Kiphart 4,824,547 79,251 1,220,857 C. Adam Procell 4,826,125 77,673 1,220,857

2. To approve the issuance of common stock upon the conversion of our series B preferred stock and the exercise of our outstanding warrants issued in connection with the sale of our Series B Preferred Stock:

Broker Non- For Against Abstain Votes 4,155,878 37,586 1,443 1,220,857



3. To approve an amendment to our 2010 Non-Employee Directors Stock Plan to increase the maximum number of shares of common stock currently available for awards under the Plan from 71,430 shares to 250,000 shares:

Broker Non- For Against Abstain Votes 4,780,548 122,746, 504 1,220,857 4. To approve the 2014 Employee Stock Purchase Plan: Broker Non- For Against Abstain Votes

4,867,615 35,658 525 1,220,857



5. To ratify the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year 2014:

For Against Abstain 6,076,286 45,035 3,334 2



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Source: Edgar Glimpses


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