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ALTEGRIS WINTON FUTURES FUND, L.P. FILES (8-K) Disclosing Unregistered Sale of Equity Securities

June 5, 2014



Item 3.02 Unregistered Sales of Equity Securities

On June 1, 2014, the Partnership sold limited partnership interests ("Interests") to new and/or existing limited partners of Registrant in transactions that were not registered under the Securities Act of 1933, as amended (the "Securities Act"). The aggregate consideration for Interests sold on June 1, 2014 was $1,160,625 in cash.* The Interests were issued by the Partnership in reliance upon an exemption from registration under the Securities Act set forth in Section 4(a)(2) of the Securities Act, as transactions not constituting a public offering of securities because the Interests were issued privately without general solicitation or advertising. In connection with the sales of the Interests described above, upfront selling commissions of $4,275 were paid.


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Source: Edgar Glimpses


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