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WAVE SYSTEMS CORP FILES (8-K) Disclosing Submission of Matters to a Vote of Security Holders, Other Events

June 24, 2014



Item 5.07. Submission of Matters to a Vote of Security Holders.

On June 19, 2014, Wave Systems Corp. (the "Company") held its Annual Meeting of stockholders. At the Annual Meeting, the stockholders voted on the following matters:

1. The re-election of seven directors to hold office until the next Annual Meeting and until their successors are duly elected and qualified. The nominees to the Board of Directors were re-elected with the following results:

Abstentions and Broker Non- Nominees For Withheld Authority Votes John E. Bagalay Jr 9,718,900 1,706,193 21,334,061 Nolan Bushnell 4,290,613 7,134,480 21,334,061 Robert Frankenberg 10,019,956 1,405,137 21,334,061 George Gilder 4,223,396 7,201,697 21,334,061 William Solms 11,314,495 110,598 21,334,061 Lorraine Hariton 11,314,382 110,711 21,334,061 David CÔtÉ 11,315,624 109,469 21,334,061



2. The approval, on a non-binding advisory basis, of the compensation of the Company's named executive officers was approved with the following vote:

For Against Abstain Broker Non-Votes 10,045,624 968,468 411,000 21,334,062



3. The approval of a the Amended and Restated 2004 Employee Stock Purchase Plan was approved with the following vote:

For Against Abstain Broker Non-Votes 9,333,473 1,693,182 398,437 21,331,062



4. The ratification of KPMG LLP as the Company's independent registered public accounting firm for 2014 was approved with the following vote:

For Against Abstain 31,443,377 1,091,009 224,768 Item 8.01. Other Events.



On June 19, 2014, David CÔtÉ was appointed as Vice Chairman of the Company's Board of Directors, effective immediately.

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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

WAVE SYSTEMS CORP. By: /s/ Walter ShephardWalter Shephard Chief Financial Officer

Dated: June 24, 2014 3



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Source: Edgar Glimpses


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