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HORIZON TECHNOLOGY FINANCE CORP FILES (8-K) Disclosing Submission of Matters to a Vote of Security Holders

June 13, 2014



Item 5.07 Submission of Matters to a Vote of Security Holders.

Annual Meeting Results



On June 13, 2014, Horizon Technology Finance Corporation (the "Company") held its annual meeting of stockholders (the "Annual Meeting"). At the Annual Meeting, the Company's stockholders approved two proposals. The proposals are described in detail in the Company's definitive proxy statement for the Annual Meeting as filed with the Securities and Exchange Commission on April 24, 2014 (the "Annual Proxy Statement"). As of April 16, 2014, the record date for the Annual Meeting, 9,619,334 shares of common stock were eligible to vote.

Proposal 1. The Company's stockholders elected two Class I directors of the Company, each of whom will serve until the 2017 Annual Meeting, or until his successor is duly elected and qualified or until his earlier resignation, removal from office, death or incapacity. The two directors were elected pursuant to the voting results set forth below:

Broker For Withheld Non-Votes James J. Bottiglieri 3,851,699 131,326 4,371,689 Gerald A. Michaud 3,783,128 199,897 4,371,689



Proposal 2. The Company's stockholders ratified the selection of McGladrey LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2014, as set forth below:

For Against Abstain 8,201,429 110,754 42,531 2


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Source: Edgar Glimpses


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