News Column

EGALET CORP FILES (8-K) Disclosing Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits

June 10, 2014



Item 5.07 - Submission of Matters to a Vote of Security Holders

The 2014 Annual Meeting of Stockholders (the "Annual Meeting") of Egalet Corporation (the "Company") was held on June 9, 2014. Matters submitted to the stockholders and voted upon at the meeting, which are more fully described in the Company's Proxy Statement, which was originally filed with the Securities and Exchange Commission on April 30, 2014 and revised pursuant to a filing with the Securities and Exchange Commission on May 6, 2014, were (1) the election of Mr. Robert Radie as a Class A director to the Company's board of directors; (2) an amendment to the Company's 2013 Stock-Based Incentive Plan to increase the number of shares of the Company's common stock authorized for issuance; and (3) the ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the year ending December 31, 2014. At the Annual Meeting, the Company's shareholders approved the three proposals, and the results are as follows:

(1) Election of Robert Radie as a Class A director For Withheld Broker Non-Votes Robert Radie 15,090,786 4,200 907,597



(2) Amendment to the Company's 2013 Stock-Based Incentive Plan to increase the number of shares of the Company's common stock authorized for issuance.

For Against Abstain Broker Non-Votes 14,781,245 313,741 0 907,597



(3) Ratification of the Appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the year ending December 31, 2014.

For Against Abstain 15,822,214 180,269 100



Item 9.01 - Financial Statements and Exhibits

(d) Exhibits Exhibit Number Description 10.1+ Amendment No. 1 to the Egalet Corporation 2013 Stock-Based Incentive Plan. 10.2+ Form of Egalet Corporation Incentive Stock Option Agreement. 10.3+ Form of Egalet Corporation Non-Qualified Option Agreement.



--------------------------------------------------------------------------------

+ Indicates management contract or compensatory plan. 2



--------------------------------------------------------------------------------


For more stories on investments and markets, please see HispanicBusiness' Finance Channel



Source: Edgar Glimpses


Story Tools






HispanicBusiness.com Facebook Linkedin Twitter RSS Feed Email Alerts & Newsletters