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MORGAN GROUP HOLDING CO FILES (8-K) Disclosing Submission of Matters to a Vote of Security Holders

May 9, 2014



Item 5.07. Submission of Matters to a Vote of Security Holders.

On May 8, 2014, Morgan Group Holding Co. (the "Company") held its Annual Meeting of Stockholders (the "Annual Meeting"). The total number of shares of the Company's common stock, par value $0.01 per share, voted in person or by proxy at the Annual Meeting was 1,962,489, representing approximately 58.42% of the 3,359,055 shares outstanding and entitled to vote at the Annual Meeting. All matters voted upon at the Annual Meeting were approved with the required votes. The matters that were voted upon at the Annual Meeting, and the number of votes cast for, against or withheld, as well as the number of the abstentions and broker non-votes, as to each such matter, where applicable, are set forth below.

Proposal 1 Election of Directors

The Company's shareholders elected three directors to each serve until the next annual meeting of stockholders and until their successors have been duly elected and qualify. The voting results were as follows:

VOTES FOR WITHHELD BROKER NON-VOTES Robert E. Dolan 1,948,327 14,612 0 Jonathan P. Evans 1,948,657 13,832 0 Mario J. Gabelli 1,947,592 14,897 0



Proposal 2 Ratification of the Amendment to Certificate of Incorporation to Increase Number of Authorized Shares of Common Stock

The Company's shareholders ratified the Amendment to Certificate of Incorporation to Increase Number of Authorized Shares of Common Stock from 10,000,000 shares to 100,000,000 shares. The voting results were as follows:

VOTES FOR VOTES AGAINST ABSTENTIONS BROKER NON-VOTES 1,946,522 15,297 670 0



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Source: Edgar Glimpses


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