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HENNESSY ADVISORS INC FILES (8-K) Disclosing Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

May 5, 2014



Item 2.02. Results of Operations and Financial Condition

On May 5, 2014, Hennessy Advisors, Inc. issued a press release announcing its financial results for the second quarter ended March 31, 2014. A copy of the press release is being furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein.

Item 7.01. Regulation FD Disclosure

On May 5, 2014, Hennessy Advisors, Inc. issued a press release announcing that it had declared a cash dividend of $0.04 per share on its common stock, payable June 12, 2014 to shareholders of record at the close of business on May 20, 2014. A copy of the press release is being furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein.

Item 9.01. Financial Statements and Exhibits

Exhibit Description

99.1 Press release issued May 5, 2014 by Hennessy Advisors, Inc. announcing financial results for the fiscal quarter ended March 31, 2014 and declaration of a cash dividend. signatures



Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

HENNESSY ADVISORS, INC.

May 5, 2014 By: /s/ Neil J. HennessyNeil J. Hennessy President and CEO HENNESSY ADVISORS, INC.


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Source: Edgar Glimpses


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