Citation: "79 FR 30680"
Document Number: "Release No. 34-72216; File No. SR-NYSEArca-2013-122"
May 21, 2014.
FOOTNOTE 1 15 U.S.C. 78s(b)(1). END FOOTNOTE
FOOTNOTE 2 17 CFR 240.19b-4. END FOOTNOTE
FOOTNOTE 3 See Securities Exchange Act Release No. 70905 (
FOOTNOTE 4 15 U.S.C. 78s(b)(2). END FOOTNOTE
FOOTNOTE 5 See Securities Exchange Act Release No. 71271, 79 FR 2736 (
FOOTNOTE 6 See Securities Exchange Act Release No. 71606, 79 FR 11486 (
FOOTNOTE 7 The Exchange submitted and subsequently withdrew Amendment No. 1 to the proposed rule change. In Amendment No. 2, the Exchange provided additional details describing how the contents of the portfolio composition of the Fund would be disclosed on a daily basis. Specifically, the Fund will disclose on the Fund's Web site the following information regarding each portfolio holding, as applicable to the type of holding: ticker symbol, CUSIP number or other identifier, if any; a description of the holding (including the type of holding, such as the type of swap); the identity of the security, commodity, index or other asset or instrument underlying the holding, if any; for options, the option strike price; quantity held (as measured by, for example, par value, notional value or number of shares, contracts or units); maturity date, if any; coupon rate, if any; effective date, if any; market value of the holding; and the percentage weighting of the holding in the Fund's portfolio. END FOOTNOTE
Section 19(b)(2) of the Act /8/ provides that, after initiating disapproval proceedings, the Commission shall issue an order approving or disapproving the proposed rule change not later than 180 days after the date of publication of notice of filing of the proposed rule change. The Commission may extend the period for issuing an order approving or disapproving the proposed rule change, however, by not more than 60 days if the Commission determines that a longer period is appropriate and publishes the reasons for such determination. The proposed rule change was published for notice and comment in the
FOOTNOTE 8 15 U.S.C. 78s(b)(2). END FOOTNOTE
The Commission finds it appropriate to designate a longer period within which to issue an order approving or disapproving the proposed rule change so that it has sufficient time to consider this proposed rule change. The proposed rule change would, among other things, permit the continued listing and trading of shares of the Fund that seeks to invest in certain derivative instruments, including forwards, exchange-traded and over-the-counter options contracts, exchange-traded futures contracts, options on futures contracts, and swap agreements.
Accordingly, the Commission, pursuant to Section 19(b)(2) of the Act, /9/ designates
FOOTNOTE 9 Id. END FOOTNOTE
For the Commission, by the
FOOTNOTE 10 17 CFR 200.30-3(a)(57). END FOOTNOTE
Kevin M. O'Neill,
[FR Doc. 2014-12230 Filed 5-27-14;
BILLING CODE 8011-01-P
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