Item 5.02. Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On May16, 2014, Alastair Merrick
submitted his resignation from his position as
the Chief Financial Officer and Treasurer (principal financial and accounting
officer) of WhiteHorse Finance, Inc.
(the "Company"), effective as of June 15,
. Mr. Merrick
plans to remain with the Company as a consultant until
December 31, 2014
On May 16, 2014
, the Board of Directors of the Company elected Gerhard Lombard
as the Company's Chief Financial Officer and Treasurer (principal financial and
accounting officer), effective as of June 15, 2014
, age 40, currently serves as the Company's Controller. He joined the
Company in September 2012
, prior to the Company's December IPO. Previously, Mr.
was Group Controller for Churchill Financial Group
from 2007 until
joining the Company. Earlier in his career, he spent approximately 11 years at
Ernst & Young LLP
, rising to the level of Senior Manager.
Item 8.01. Other Events
On May 19, 2014
, the Company issued a press release. A copy of the press release
is furnished as Exhibit 99.1 to this Form 8-K and is incorporated herein by