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OPPENHEIMER HOLDINGS INC FILES (8-K) Disclosing Submission of Matters to a Vote of Security Holders

May 14, 2014



ITEM 5.07. Submission of Matters to a Vote of Security Holders.

(a) On May 12, 2014, Oppenheimer Holdings Inc. (the "Company") held its Annual Meeting of Stockholders (the "Annual Meeting") in New York City. (b) At the Annual Meeting, the holders of the Company's Class B voting common stock ("Class B Voting Stock") elected the nine nominees for director named below as directors to serve until their successors are elected and qualified. The votes for such persons were as follows: Broker Name For Withheld Non-Votes R. Crystal 97,084 0 195 W. Ehrhardt 97,084 0 195 M. Goldfarb 97,084 0 195 M.A.M. Keehner 97,084 0 195 A.G. Lowenthal 97,084 0 195 R.S. Lowenthal 97,084 0 195 K.W. McArthur 97,084 0 195 A.W. Oughtred 97,084 0 195 E.K. Roberts 97,084 0 195



In addition, at the Annual Meeting, the holders of the Company's Class B Voting Stock ratified the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2014 fiscal year and authorized the Audit Committee to fix such auditor's remuneration with 97,267 votes for such proposal, 0 votes against, and 12 abstentions as to such proposal.

Further, at the Annual Meeting, the holders of the Company's Class B Voting Stock ratified the adoption of the Oppenheimer Holdings Inc. 2014 Incentive Plan, as more fully described in the proxy statement for the Annual Meeting with 97,080 votes for such proposal, 4 votes against, and 0 abstentions as to such proposal.

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Further, at the Annual Meeting, the holders of the Company's Class B Voting Stock approved by an advisory (non-binding) vote the Company's 2013 executive compensation, as more fully described in the proxy statement for the Annual Meeting with 97,072 votes for such proposal, 12 votes against and 0 abstentions as to such proposal.

(c) Not applicable. (d) Not currently applicable. 3



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Source: Edgar Glimpses


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