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NEOPHOTONICS CORP FILES (8-K) Disclosing Entry into a Material Definitive Agreement, Financial Statements and Exhibits

February 18, 2014



ITEM 1.01 ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT.

On February 14, 2014, NeoPhotonics Corporation (the "Company") entered into a Second Amendment to Credit Agreement (the "Amendment") to that certain Revolving Credit and Term Loan Agreement (the "Credit Agreement"), dated as of March 21, 2013, with Comerica Bank, as Administrative Agent and Lead Arranger (the "Agent"), and the lenders from time to time party thereto. The Amendment provided for an extension until March 7, 2014 for the delivery of the Company's financial statements and related reports for the first three fiscal quarters of the fiscal year ending December 31, 2013. The Amendment also provided that the financial statements of the Company and related annual report for the full fiscal year ending December 31, 2013 shall be delivered by the Company to the Agent as soon as the Company files such annual financial statements with the Securities and Exchange Commission on its Annual Report on Form 10-K, but in any event no later than May 1, 2014.

The foregoing description of the Amendment is not intended to be complete and is qualified in its entirety by reference to the full text of the Amendment, a copy of which is filed as Exhibit 10.1 hereto and incorporated by reference herein.

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ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.

(d) Exhibits. Exhibit Number Description 10.1 Second Amendment to Credit Agreement, dated February 14, 2014, by and among NeoPhotonics Corporation, Comerica Bank, as Agent, and the lenders party thereto.



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Source: Edgar Glimpses


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